I can pick my own investments, my money not regulators. I am capable of understanding the risk of my investments and do not need to take a course or pass a test to buy leveraged or inverse funds or ETF's. Leverage and inverse funds are important tools to help hedge the risk and create large profit opportunities in both up and down markets.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
James Molinaro Comment On Regulatory Notice 22-08
I can pick my own investments, my money not regulators. I am capable of understanding the risk of my investments and do not need to take a course or pass a test to buy leveraged or inverse funds or ETF's. Leverage and inverse funds are important tools to help hedge the risk and create large profit opportunities in both up and down markets.