The thought of keeping a common investor out of these funds is not at all fair! For instance through my ability to investment in such funds as TMF, GUSH, TMV, UCO, SCO and BRZU made me have the ability to have forever changed my wealth status and get a huge jump on retirement.
If anything provide further access to education regarding leveraged funds and don't limit us "The Individual" who is climbing the ladder. This is not protection, it's boxing out the small guy, holding him down from being able to break through to the next level.
Again education, education, education and less regulation!
Especially when you look at boxing out only the smaller account sizes, seems more like the wealthy getting privilege from the average.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
James Jones Comment On Regulatory Notice 22-08
To Whom it may Concern,
The thought of keeping a common investor out of these funds is not at all fair! For instance through my ability to investment in such funds as TMF, GUSH, TMV, UCO, SCO and BRZU made me have the ability to have forever changed my wealth status and get a huge jump on retirement.
If anything provide further access to education regarding leveraged funds and don't limit us "The Individual" who is climbing the ladder. This is not protection, it's boxing out the small guy, holding him down from being able to break through to the next level.
Again education, education, education and less regulation!
Especially when you look at boxing out only the smaller account sizes, seems more like the wealthy getting privilege from the average.