Dear FINRA professionals. Please do not take away my ability to invest in leveraged funds. I have held QLD to my great benefit for many years. Please do not take away my ability to hedge my investments with inverse funds. They are a valuable tool in times of uncertainty.
There are LOTS of really important market to spend your effort fixing -
- Disallow 12b-1 fees
- Make private exchanges disclose trades in real time
- Make traders posting and immediately canceling offers pay cancellation fees
- Require investment advisors to be fiduciaries
- Limit all sales commissions to 1%
Basically, stop coming after small investors and start regulating unscrupulous brokerages and manipulators, please.
James Gettman Comment On Regulatory Notice 22-08
Dear FINRA professionals. Please do not take away my ability to invest in leveraged funds. I have held QLD to my great benefit for many years. Please do not take away my ability to hedge my investments with inverse funds. They are a valuable tool in times of uncertainty.
There are LOTS of really important market to spend your effort fixing -
- Disallow 12b-1 fees
- Make private exchanges disclose trades in real time
- Make traders posting and immediately canceling offers pay cancellation fees
- Require investment advisors to be fiduciaries
- Limit all sales commissions to 1%
Basically, stop coming after small investors and start regulating unscrupulous brokerages and manipulators, please.