I have been investing in the stock markets for over 50 years and am quite capable of making my own considered evaluations about a particular investment. I also study competent outside advice. I do not need or want your interference in my right to make those decisions, thank you very much! In other words, just bug off, Nanny, and stick to your job of rooting out the fraudulent practices in your registered companies.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
James Freeland Comment On Regulatory Notice 22-08
I have been investing in the stock markets for over 50 years and am quite capable of making my own considered evaluations about a particular investment. I also study competent outside advice. I do not need or want your interference in my right to make those decisions, thank you very much! In other words, just bug off, Nanny, and stick to your job of rooting out the fraudulent practices in your registered companies.