The ability to invest in these types of products is what makes our market so great, having that ability taken away isn't right or in the best interest of investors. Every day investors need to learn and have experiences of investing in these complex products with learning about them through experience while understanding the potential risks of doing so. I OPPOSE RESTRICTIONS ON MY RIGHT TO INVEST IN THE BEST MARKET AND COUNTRY IN THE WORLD!!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
James Croft Comment On Regulatory Notice 22-08
The ability to invest in these types of products is what makes our market so great, having that ability taken away isn't right or in the best interest of investors. Every day investors need to learn and have experiences of investing in these complex products with learning about them through experience while understanding the potential risks of doing so. I OPPOSE RESTRICTIONS ON MY RIGHT TO INVEST IN THE BEST MARKET AND COUNTRY IN THE WORLD!!