Please put these products behind reasonable knowledge or acknowledgment-of-risk walls rather than wealth walls where only potentially unknowledgeable wealthy & only already-wealthy investors can capitalize on the opportunities unlocked by these products.
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Jacob Wallick Comment On Regulatory Notice 22-08
Dear Financial Regulators,
Please put these products behind reasonable knowledge or acknowledgment-of-risk walls rather than wealth walls where only potentially unknowledgeable wealthy & only already-wealthy investors can capitalize on the opportunities unlocked by these products.