I oppose restrictions to my right of investment in the stock market.
1. As an experienced investor of 25 years, I have adequate knowledge of investing in public securities, including leveraged and inverse funds. No special test should be imposed on me before I can do business in stock investments.
2. I am able to choose which public investments that are suitable for me and my family. I have the freedom and right to do business in stock investment, just like all the other famous investors, e.g. Warren Buffett.
3. I realize the risks and can bear them according to my wealth stage.
4. Leveraged and inverse funds are important to my investment strategies, to help hedging my potential profit and enhance my returns. It's just a limited part of my overall portfolio.
5. Now, the advance and genius trading media & platform help me greatly to response to the rapid changing market.
Therefore, no regulations should be imposed on ordinary investors. Public investments should be available to all the public fairly, not just the privileged. Thank you for your notice and perusal!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Hon Wong Comment On Regulatory Notice 22-08
I oppose restrictions to my right of investment in the stock market.
1. As an experienced investor of 25 years, I have adequate knowledge of investing in public securities, including leveraged and inverse funds. No special test should be imposed on me before I can do business in stock investments.
2. I am able to choose which public investments that are suitable for me and my family. I have the freedom and right to do business in stock investment, just like all the other famous investors, e.g. Warren Buffett.
3. I realize the risks and can bear them according to my wealth stage.
4. Leveraged and inverse funds are important to my investment strategies, to help hedging my potential profit and enhance my returns. It's just a limited part of my overall portfolio.
5. Now, the advance and genius trading media & platform help me greatly to response to the rapid changing market.
Therefore, no regulations should be imposed on ordinary investors. Public investments should be available to all the public fairly, not just the privileged. Thank you for your notice and perusal!