I have been investing for myself for many years now, and I believe it is MY RESPONSIBILITY to understand the risks of investing. Let's be honest here - anyone who invests or even paper trades knows they can lose money, it's the first rule learned. Please stop trying to pretend you are acting on our best interests by restricting our access to important tools needed to manage risk, including leveraged and/or inverse funds. Investors do not need, nor want, your interference in the management of our investments. To impose special rights for special investors you deem 'worthy' is a slap in the face to any investor, a reprimand to go sit in the corner while you believe that only the 'big players' can understand and manage risk. So extraordinarily condescending and arrogant.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Holly Young Comment On Regulatory Notice 22-08
I have been investing for myself for many years now, and I believe it is MY RESPONSIBILITY to understand the risks of investing. Let's be honest here - anyone who invests or even paper trades knows they can lose money, it's the first rule learned. Please stop trying to pretend you are acting on our best interests by restricting our access to important tools needed to manage risk, including leveraged and/or inverse funds. Investors do not need, nor want, your interference in the management of our investments. To impose special rights for special investors you deem 'worthy' is a slap in the face to any investor, a reprimand to go sit in the corner while you believe that only the 'big players' can understand and manage risk. So extraordinarily condescending and arrogant.