I am an adult who should not be treated as a child. I should have the sole right to decide what investments I take part in and not regulators. I have started trading from scratch and educated myself very easily from the resources available to from my broker. I fully understand the risks I am taking and should have the right to take them without regulator permission or requirements. The PDT rule is one example of regulation that makes as little sense as this does. I can just as easily blow up 25,000 dollars as I can a 1,000 dollar account. Please allow the free market to be free.
Leveraged and inverse funds are a necessity or small accounts that are unable to short the market as a hedge, and do not want to take on the higher risk and cost of options. This proposal hurts more than helps.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Hiram Goodrich Comment On Regulatory Notice 22-08
I am an adult who should not be treated as a child. I should have the sole right to decide what investments I take part in and not regulators. I have started trading from scratch and educated myself very easily from the resources available to from my broker. I fully understand the risks I am taking and should have the right to take them without regulator permission or requirements. The PDT rule is one example of regulation that makes as little sense as this does. I can just as easily blow up 25,000 dollars as I can a 1,000 dollar account. Please allow the free market to be free.
Leveraged and inverse funds are a necessity or small accounts that are unable to short the market as a hedge, and do not want to take on the higher risk and cost of options. This proposal hurts more than helps.
Thank You,
Hiram