Henry Weathersbee Comment On Regulatory Notice 22-08
Henry Weathersbee
N/A
Individuals have a right to invest their money where and how they see fit. I do not have an issue with brokers issuing notices and warnings to investors before they invest in risky securities. However many of us have done their due diligence when it comes to research and risk analysis. The role of regulators in this particular case should be to INFORM, not restrict.
Henry Weathersbee Comment On Regulatory Notice 22-08
Individuals have a right to invest their money where and how they see fit. I do not have an issue with brokers issuing notices and warnings to investors before they invest in risky securities. However many of us have done their due diligence when it comes to research and risk analysis. The role of regulators in this particular case should be to INFORM, not restrict.