Since how I invest my money is my business---and no one else's and especially not a government regulator's, I strongly oppose the restrictions on my rights to invest tin public investments.
I am fully able to choose the public investments (which should, of course, be available to all of the public, not just the privileged.) that are right for me and my family.
I see no valid reason for requiring an individual investor like me to have to go through any special process--- like being tested before being able to invest in public securities, including the cryptocurrency funds like BITO. I am fully capable of understanding such cryptocurrency funds.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Harry Wicks Comment On Regulatory Notice 22-08
Since how I invest my money is my business---and no one else's and especially not a government regulator's, I strongly oppose the restrictions on my rights to invest tin public investments.
I am fully able to choose the public investments (which should, of course, be available to all of the public, not just the privileged.) that are right for me and my family.
I see no valid reason for requiring an individual investor like me to have to go through any special process--- like being tested before being able to invest in public securities, including the cryptocurrency funds like BITO. I am fully capable of understanding such cryptocurrency funds.