I should be able to choose which public investments are right for me. Not YOU! I am strongly against having to go thru any restrictions to my access to leveraged or inverse funds. I do not need, nor want any restrictions to be imposed. We are not dumb, and know the risks and benefits of these type of investments. These types of investments are a part of my overall strategy and adds additional protection for my investments.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gregory Kern Comment On Regulatory Notice 22-08
I should be able to choose which public investments are right for me. Not YOU! I am strongly against having to go thru any restrictions to my access to leveraged or inverse funds. I do not need, nor want any restrictions to be imposed. We are not dumb, and know the risks and benefits of these type of investments. These types of investments are a part of my overall strategy and adds additional protection for my investments.