Gregory Goldstein Comment On Regulatory Notice 22-08
Gregory Goldstein
N/A
As a former registered representative, I think the pending regulation and restriction on leveraged and inverse funds is unfair and unreasonable. Investors should have these tools at their disposal to protect their portfolios and have the chance to increase returns as they see fit.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gregory Goldstein Comment On Regulatory Notice 22-08
As a former registered representative, I think the pending regulation and restriction on leveraged and inverse funds is unfair and unreasonable. Investors should have these tools at their disposal to protect their portfolios and have the chance to increase returns as they see fit.