I do not invest in most "complex products" because I cannot understand them. However, there have been some that I thought I understood and lost money. This was a learning lesson that a lot of investors must go through. Now, I do understand a few of the simply constructed "products" (in which I have invested) and resent "nannies" telling me what I can do and not do. I learned the hard way and believe that is the best way.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gordon Gumble Comment On Regulatory Notice 22-08
I do not invest in most "complex products" because I cannot understand them. However, there have been some that I thought I understood and lost money. This was a learning lesson that a lot of investors must go through. Now, I do understand a few of the simply constructed "products" (in which I have invested) and resent "nannies" telling me what I can do and not do. I learned the hard way and believe that is the best way.