I use many tools available to us investors helping me towards my financial goals. Some of the tools happen to be leveraged and inverse funds that you are currently looking at upending. To remove these tools from my toolbox is wrong.
I make the decision as to which investments that are done and any restrictions on my right to invest as we know today should not be put in place.
Having my financial goals, some of which use these tools, uprooted
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
George Unger Comment On Regulatory Notice 22-08
I use many tools available to us investors helping me towards my financial goals. Some of the tools happen to be leveraged and inverse funds that you are currently looking at upending. To remove these tools from my toolbox is wrong.
I make the decision as to which investments that are done and any restrictions on my right to invest as we know today should not be put in place.
Having my financial goals, some of which use these tools, uprooted