George Croissant Comment On Regulatory Notice 22-08
George Croissant
N/A
To whom it may concern,
I, as an individual investor, should be able to choose the investment vehicles that I deem appropriate for my needs. I am not a child that needs to be coddled. I am perfectly capable of understanding and accepting the risks that I am undertaking when using leveraged and inverse funds. Excess regulations or processes that inhibit my ability to invest as I see fit cause an extra burden on me and waste my time.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
George Croissant Comment On Regulatory Notice 22-08
To whom it may concern,
I, as an individual investor, should be able to choose the investment vehicles that I deem appropriate for my needs. I am not a child that needs to be coddled. I am perfectly capable of understanding and accepting the risks that I am undertaking when using leveraged and inverse funds. Excess regulations or processes that inhibit my ability to invest as I see fit cause an extra burden on me and waste my time.