Please pass as much regulation as you can, to control companies like pro funds. Their reverse funds cost me 50,000 dollars. The funds are nothing more than a scam to steal money from hard working people. Very strict laws need to control these type funds, including banning many of them.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gary Zager Comment On Regulatory Notice 22-08
Please pass as much regulation as you can, to control companies like pro funds. Their reverse funds cost me 50,000 dollars. The funds are nothing more than a scam to steal money from hard working people. Very strict laws need to control these type funds, including banning many of them.