I should be able to choose the investments I deem appropriate for myself without the need to go through a government defined process to purchase those investments. I use different investments to hedge my investments and seek enhanced returns.
There is no way FINRA should be allowed to tell me what investments are "appropriate" for me!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gary Wolk Comment On Regulatory Notice 22-08
I should be able to choose the investments I deem appropriate for myself without the need to go through a government defined process to purchase those investments. I use different investments to hedge my investments and seek enhanced returns.
There is no way FINRA should be allowed to tell me what investments are "appropriate" for me!