Regulators should not prohibit access to valuable investment tools that are designed to serve investors in achieving their goals, including retirement. Investors are responsible for choosing the proper investments for themselves and that SHOULD NOT require any measures imposed on investors that would require testing or minimum net worth requirements. Inverse and Leveraged ETF's are valuable investments that may be used in a variety of ways including ability to hedge your portfolio from market losses to enhancing returns when appropriate.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gary Pereira Comment On Regulatory Notice 22-08
Regulators should not prohibit access to valuable investment tools that are designed to serve investors in achieving their goals, including retirement. Investors are responsible for choosing the proper investments for themselves and that SHOULD NOT require any measures imposed on investors that would require testing or minimum net worth requirements. Inverse and Leveraged ETF's are valuable investments that may be used in a variety of ways including ability to hedge your portfolio from market losses to enhancing returns when appropriate.