I have been investing for 30+ years and I use both leveraged and inverse products in my investment processes. These products allow me to make an investment decision with a minimal amount of required capital. I can express an investment viewpoint with a third of my cash in the case of a levered ETF while keeping two-thirds of my cash in hand. Not sure why regulators would want to hurt the "little guy" by restricting these types of investments?
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gary Guyton Comment On Regulatory Notice 22-08
I have been investing for 30+ years and I use both leveraged and inverse products in my investment processes. These products allow me to make an investment decision with a minimal amount of required capital. I can express an investment viewpoint with a third of my cash in the case of a levered ETF while keeping two-thirds of my cash in hand. Not sure why regulators would want to hurt the "little guy" by restricting these types of investments?