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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Gary Bennett Comment On Regulatory Notice 22-08
Gary Bennett
N/A

We don't need a nanny to watch over our investments. Keep the markets open and let us trade without this needless scrutiny.

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