I believe that individual investors should not be restricted from the purchase or sale of inverse or leveraged funds. Individual investors should be able to choose the publicly listed securities that are right for their risk and return objectives without going through extra steps such as income/asset verification, knowledge tests, or any other special process.
Garrett Fish Comment On Regulatory Notice 22-08
I believe that individual investors should not be restricted from the purchase or sale of inverse or leveraged funds. Individual investors should be able to choose the publicly listed securities that are right for their risk and return objectives without going through extra steps such as income/asset verification, knowledge tests, or any other special process.