the beauty and strength of the free market is "free" investors should maintain their right to choose what they want to invest in and advisors should have the ability to offer those products to investors who want them. this isnt a "nanny state." the government/SEC doesnt know what is best for individuals. The SEC should police the investments. not decide which investments investors can invest in.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Garret Ferrara Comment On Regulatory Notice 22-08
the beauty and strength of the free market is "free" investors should maintain their right to choose what they want to invest in and advisors should have the ability to offer those products to investors who want them. this isnt a "nanny state." the government/SEC doesnt know what is best for individuals. The SEC should police the investments. not decide which investments investors can invest in.