Gail Playford Comment On Regulatory Notice 22-08 Gail Playford N/A Please reconsider your proposal to limit access to leveraged and inverse funds. Many brokers do not allow shorting in IRAs hence a good alternative is the use of inverse and leveraged funds to allow an investor to hedge and protect a portfolio.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Gail Playford Comment On Regulatory Notice 22-08
Please reconsider your proposal to limit access to leveraged and inverse funds. Many brokers do not allow shorting in IRAs hence a good alternative is the use of inverse and leveraged funds to allow an investor to hedge and protect a portfolio.