I strongly oppose any restrictions on my right to invest in securities. I have bought and sold securities for over 60 years including leveraged and inverse funds. I fully understand the risks involved. I have provided my broker with a statement that I understand the higher risks of training leveraged and inverse funds and I accept the risks. Nothing more is needed. I particularly resent any attempt at limiting training to only the very rich.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Fred Nelson Comment On Regulatory Notice 22-08
I strongly oppose any restrictions on my right to invest in securities. I have bought and sold securities for over 60 years including leveraged and inverse funds. I fully understand the risks involved. I have provided my broker with a statement that I understand the higher risks of training leveraged and inverse funds and I accept the risks. Nothing more is needed. I particularly resent any attempt at limiting training to only the very rich.