I have been investing for a long time and understand my own risks. Investing in publicly traded funds should not be limited to the wealthy. As part of an overall portfolio I use leveraged fund to hedge investments and increase returns. I am not borrowing funds to do this and understand they may be extremely volatile at times. I can choose the portion of my portfolio I want to expose to this risk and don't need government regulators to do it for me. Thank you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Frank Paladino Comment On Regulatory Notice 22-08
I have been investing for a long time and understand my own risks. Investing in publicly traded funds should not be limited to the wealthy. As part of an overall portfolio I use leveraged fund to hedge investments and increase returns. I am not borrowing funds to do this and understand they may be extremely volatile at times. I can choose the portion of my portfolio I want to expose to this risk and don't need government regulators to do it for me. Thank you.