We need action on this to protect us the investing public! We not regulators should be able to choose an investment on what is right for our future and family. Public investments should be available to all of the public, not just the privileged. If I am a knowledgeable investor, I should be able to invest without restrictions. This is another area where the government should be trying to take action to protect themselves!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Frank Benson Comment On Regulatory Notice 22-08
We need action on this to protect us the investing public! We not regulators should be able to choose an investment on what is right for our future and family. Public investments should be available to all of the public, not just the privileged. If I am a knowledgeable investor, I should be able to invest without restrictions. This is another area where the government should be trying to take action to protect themselves!