Franco DeAngelis Comment On Regulatory Notice 22-08
Franco DeAngelis
N/A
Leveraged and Inverse funds allow investors who are not wealthy enough to participate in hedge funds to manage their portfolio risks. By removing or limiting access to these funds FINRA would hurt us common investors and once again cater to the richest people and large institutions under the charade of protecting the common investor. All that is required is that a warning be provided every time an investor selects a leveraged or inverse fund to trade, that describes the risks and requires confirmation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Franco DeAngelis Comment On Regulatory Notice 22-08
Leveraged and Inverse funds allow investors who are not wealthy enough to participate in hedge funds to manage their portfolio risks. By removing or limiting access to these funds FINRA would hurt us common investors and once again cater to the richest people and large institutions under the charade of protecting the common investor. All that is required is that a warning be provided every time an investor selects a leveraged or inverse fund to trade, that describes the risks and requires confirmation.