Dear FINRA, I was alarmed to learn that you are considering measures to restrict or prevent investors from buying a broad range of public securities which could include leveraged and inverse funds. I have been using these types of funds for well over a decade and consider them an essential tool in managing my portfolio. I do not need or want these changes. I want the freedom to choose my own investments with no interference. Please do not prevent or restrict these products!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Frances Havill Comment On Regulatory Notice 22-08
Dear FINRA, I was alarmed to learn that you are considering measures to restrict or prevent investors from buying a broad range of public securities which could include leveraged and inverse funds. I have been using these types of funds for well over a decade and consider them an essential tool in managing my portfolio. I do not need or want these changes. I want the freedom to choose my own investments with no interference. Please do not prevent or restrict these products!