I'm a retail type investor that very much like to use leveraged ETFs as part of my investing strategy. I strongly oppose any restrictions on leveraged ETFs for retail investors. I understand it is 100% my responsibility to understand the risk associated with any investment. I understand there is potential for losses if I invest in leveraged ETFs. I very much like having maximum flexibility in the choices I can make for my investment portfolio.
BOTTOM LINE: I oppose any restrictions on my investment choices when it comes to leveraged ETFs. I have invested in leveraged ETFs for 11 years and I have owned at least 5 different leveraged ETFs over the years. I very much like having the ability to invest in leveraged ETFs for my overall investment strategy.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Floyd Damron Comment On Regulatory Notice 22-08
I'm a retail type investor that very much like to use leveraged ETFs as part of my investing strategy. I strongly oppose any restrictions on leveraged ETFs for retail investors. I understand it is 100% my responsibility to understand the risk associated with any investment. I understand there is potential for losses if I invest in leveraged ETFs. I very much like having maximum flexibility in the choices I can make for my investment portfolio.
BOTTOM LINE: I oppose any restrictions on my investment choices when it comes to leveraged ETFs. I have invested in leveraged ETFs for 11 years and I have owned at least 5 different leveraged ETFs over the years. I very much like having the ability to invest in leveraged ETFs for my overall investment strategy.