I believe that we as Americans have have the right to decide if we want to invest in any form of investment that benefits us no matter what our income or financial standing is. Regulating any person or adding restrictions to a persons rights to invest is a form of discrimination and disparity. Segregating the rich from the poor. My question is what is the real reason to restrict any person from trying to provide a better life for their family? We have the right to seek a better life and invest our money. Please do not restrict our rights.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Ernest Sazo Comment On Regulatory Notice 22-08
I believe that we as Americans have have the right to decide if we want to invest in any form of investment that benefits us no matter what our income or financial standing is. Regulating any person or adding restrictions to a persons rights to invest is a form of discrimination and disparity. Segregating the rich from the poor. My question is what is the real reason to restrict any person from trying to provide a better life for their family? We have the right to seek a better life and invest our money. Please do not restrict our rights.