I am a retired public school teacher who taught for 42 years and I tell you that I oppose any form of restrictions on my simple retirement investment. I am a widow whose husband was too ill to work most of our married life and he REFUSED to claim disability because he didn't believe in handouts. My investment is from my many years of teaching and it is such a small amount but I believe that you have no right to interfere with my life regarding my earned money.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Erin Chavis Comment On Regulatory Notice 22-08
I am a retired public school teacher who taught for 42 years and I tell you that I oppose any form of restrictions on my simple retirement investment. I am a widow whose husband was too ill to work most of our married life and he REFUSED to claim disability because he didn't believe in handouts. My investment is from my many years of teaching and it is such a small amount but I believe that you have no right to interfere with my life regarding my earned money.