We should be able to choose the public investments that are best for us. Leveraged and inverse funds are important for our
investment strategies. A "cooling off" period destroys such strategies and causes unnecessary sales and other "knock-on" financial consequences. The existing extremely high margin requirements are sufficient for ensuring that those with margin accounts maintain solvency. We do not need more regulation in this area.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Erik Sinsel Comment On Regulatory Notice 22-08
We should be able to choose the public investments that are best for us. Leveraged and inverse funds are important for our
investment strategies. A "cooling off" period destroys such strategies and causes unnecessary sales and other "knock-on" financial consequences. The existing extremely high margin requirements are sufficient for ensuring that those with margin accounts maintain solvency. We do not need more regulation in this area.