As an investor I should be allowed to invest as I please. The two experiences Ive had with financial planners, both certified and one a fiduciary, were disastrous. I lost significant amounts of money. Whereas when I have chosen my investments myself, including leveraged and inverse ETFs I have done much better.
Dont take that opportunity from individuals such as myself.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Eric West Comment On Regulatory Notice 22-08
As an investor I should be allowed to invest as I please. The two experiences Ive had with financial planners, both certified and one a fiduciary, were disastrous. I lost significant amounts of money. Whereas when I have chosen my investments myself, including leveraged and inverse ETFs I have done much better.
Dont take that opportunity from individuals such as myself.