I've been investing all my life since childhood. Forcing me to liquidate my investments at the bottom of a recession would unfairly cause me capital losses and only benefit the exclusive 1% high net worth individuals that would benefit from leveraged funds. This is not in the fiduciary interest of the average investor. I'd probably as a result get out of investing in the market altogether as it's too rigged to benefit those in power.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Eric Wan Comment On Regulatory Notice 22-08
I've been investing all my life since childhood. Forcing me to liquidate my investments at the bottom of a recession would unfairly cause me capital losses and only benefit the exclusive 1% high net worth individuals that would benefit from leveraged funds. This is not in the fiduciary interest of the average investor. I'd probably as a result get out of investing in the market altogether as it's too rigged to benefit those in power.