If it's money that I earned, then I should have the right to invest freely as I choose. I am responsible for the money my family has and we invest according to the amount of risk we can accept. Why don't "regulators" employ a rigorous process for the people that took out 1.7 trillion dollars in student loans and are now requesting cancellation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Eric Thompson Comment On Regulatory Notice 22-08
If it's money that I earned, then I should have the right to invest freely as I choose. I am responsible for the money my family has and we invest according to the amount of risk we can accept. Why don't "regulators" employ a rigorous process for the people that took out 1.7 trillion dollars in student loans and are now requesting cancellation.