So first you restrict average people from utilizing options, trying to get them to jump through hoops and meet net worth requirements. (i.e. you can only play and protect your financial assets if you're already rich so that you can get richer). Then you don't let people participate in CFDs or other regular leverage utilized still by rich institutions and also the rest of the globe. But screw the average American, let's make sure they stay poor I guess and the rich get richer?
It's because of idiotic and inequality-inducing regulation like this that American citizenship for me is a BURDEN not a privilege. Add this regulation to restrict a measly 3X leveraged or inverse product where a person can never lose more than they put in and I will be looking to shed my useless citizenship even faster.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Eric Stalee Comment On Regulatory Notice 22-08
So first you restrict average people from utilizing options, trying to get them to jump through hoops and meet net worth requirements. (i.e. you can only play and protect your financial assets if you're already rich so that you can get richer). Then you don't let people participate in CFDs or other regular leverage utilized still by rich institutions and also the rest of the globe. But screw the average American, let's make sure they stay poor I guess and the rich get richer?
It's because of idiotic and inequality-inducing regulation like this that American citizenship for me is a BURDEN not a privilege. Add this regulation to restrict a measly 3X leveraged or inverse product where a person can never lose more than they put in and I will be looking to shed my useless citizenship even faster.
Thanks FINRA!