I am an investor in various "complex" ETFs. I have selected them to protect my portfolio after careful research. I am also satisfied that my broker alerts me to risker securities. If securities are listed on exchanges, by the SEC, I would assume that they have properly vetted these for use by investors, and not only a certain class of privileged investors.
Enoch Carver Comment On Regulatory Notice 22-08
I am an investor in various "complex" ETFs. I have selected them to protect my portfolio after careful research. I am also satisfied that my broker alerts me to risker securities. If securities are listed on exchanges, by the SEC, I would assume that they have properly vetted these for use by investors, and not only a certain class of privileged investors.