It is me, not regulators, who has the right to choose the public investment that is good for me. Why should I have to pass an exam to be able to invest in certain public investments. leverage and inverse funds are important to my investment strategy and after all is my money.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Eloy Perez Comment On Regulatory Notice 22-08
It is me, not regulators, who has the right to choose the public investment that is good for me. Why should I have to pass an exam to be able to invest in certain public investments. leverage and inverse funds are important to my investment strategy and after all is my money.