Elizabeth Peralta-Reed Comment On Regulatory Notice 22-08
Elizabeth Peralta-Reed
N/A
Public investments should be accessible to the public not to a privileged few. The public is capable of understanding their own investments without a need for a test. This will only limit my ability to control my wealth and future well-being and others that dont have access to the test. If you impose these regulations then the government needs to give access to every single person the knowledge or a class and the test would need to be free to all which would just cost the taxpayers more money.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Elizabeth Peralta-Reed Comment On Regulatory Notice 22-08
Public investments should be accessible to the public not to a privileged few. The public is capable of understanding their own investments without a need for a test. This will only limit my ability to control my wealth and future well-being and others that dont have access to the test. If you impose these regulations then the government needs to give access to every single person the knowledge or a class and the test would need to be free to all which would just cost the taxpayers more money.