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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Edward McManus Comment On Regulatory Notice 22-08
Edward McManus
N/A

Please mind your own business. If an investor wants to buy a product, then let him. You are not the babysitter for the world.

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