Edward Maldonado Comment On Regulatory Notice 22-08
Edward Maldonado
N/A
I don't believe FINRA should restrict 'complex' products from average or retail investors. All trading has risks and where does FINRA stop in regards to restricting retail traders, this is a very slippery slope. Sure it makes sense to have brokers post messages on some products, but this feels like a ploy to hurt retail investors not protect them. This should not be considered in any way to move forward.
Edward Maldonado Comment On Regulatory Notice 22-08
I don't believe FINRA should restrict 'complex' products from average or retail investors. All trading has risks and where does FINRA stop in regards to restricting retail traders, this is a very slippery slope. Sure it makes sense to have brokers post messages on some products, but this feels like a ploy to hurt retail investors not protect them. This should not be considered in any way to move forward.