This regulation would be unnecessary. Brokerages already include many notifications to let you know that these securities are complex in nature and carry additional risks. Additionally, these types of securities are obscure and hard to find. Average investors are not accidentally investing in leveraged or inverse securities. Let ordinary investors continue to have access to these types of securities.
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Dustin McCann Comment On Regulatory Notice 22-08
This regulation would be unnecessary. Brokerages already include many notifications to let you know that these securities are complex in nature and carry additional risks. Additionally, these types of securities are obscure and hard to find. Average investors are not accidentally investing in leveraged or inverse securities. Let ordinary investors continue to have access to these types of securities.