Telling one how they can invest/spend/lose or grow their money, or NOT allowing one to do what they want with their money is against American freedom. Should I not be able to work in certain jobs because I'm not sophisticated or privileged?...of course we no that isn't the case. Make sure disclaimers are read and let 'adults' make their own decisions. If they want to burn their money in their backyards they should be able to do so, so should you, and so should I. These tools are very useful and you would be hurting me, against my will, to 'protect' me? I and millions of others are capable of understanding what we are putting our money into, and even if we aren't - In America we are free to be stupid, without law and regulation. I promise - I care more about my well being and my families well being than you do. Disclaimers are fine, please back off with your 'help' and 'protection'.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Dusten Rizzo Comment On Regulatory Notice 22-08
Telling one how they can invest/spend/lose or grow their money, or NOT allowing one to do what they want with their money is against American freedom. Should I not be able to work in certain jobs because I'm not sophisticated or privileged?...of course we no that isn't the case. Make sure disclaimers are read and let 'adults' make their own decisions. If they want to burn their money in their backyards they should be able to do so, so should you, and so should I. These tools are very useful and you would be hurting me, against my will, to 'protect' me? I and millions of others are capable of understanding what we are putting our money into, and even if we aren't - In America we are free to be stupid, without law and regulation. I promise - I care more about my well being and my families well being than you do. Disclaimers are fine, please back off with your 'help' and 'protection'.