It's insulting that you would limit what we can freely trade. You'll happily tax on profits, and everyone understands the downsides to investments. This arbitrary limitation is simply another tool for you to exert power, create more onerous regulations and limit the free exercise and potential profit of regular investors.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Drew Yenzer Comment On Regulatory Notice 22-08
It's insulting that you would limit what we can freely trade. You'll happily tax on profits, and everyone understands the downsides to investments. This arbitrary limitation is simply another tool for you to exert power, create more onerous regulations and limit the free exercise and potential profit of regular investors.