Douglas Hendrickson Comment On Regulatory Notice 22-08
Douglas Hendrickson
N/A
I find it troubling that you are considering making unreasonable restrictions on my ability to invest in leveraged and inverse funds, for several reasons. I should be able to make my own decisions without your blessings, you know nothing about me. Also this will severely hamper my ability to be successful with stock investing. I don't think anyone is more concerned about my financial well being then my self. Please do not consider moving forward with regulatory notice #22-08
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Douglas Hendrickson Comment On Regulatory Notice 22-08
I find it troubling that you are considering making unreasonable restrictions on my ability to invest in leveraged and inverse funds, for several reasons. I should be able to make my own decisions without your blessings, you know nothing about me. Also this will severely hamper my ability to be successful with stock investing. I don't think anyone is more concerned about my financial well being then my self. Please do not consider moving forward with regulatory notice #22-08