Is this more government overreach? It seems so. I would think that most investors would consult their broker before engaging such products. Furthermore, people should only be investing money they can afford to lose, correct? Perhaps extra warnings are warranted, but not extra regulations.
Doug Richards Comment On Regulatory Notice 22-08
Is this more government overreach? It seems so. I would think that most investors would consult their broker before engaging such products. Furthermore, people should only be investing money they can afford to lose, correct? Perhaps extra warnings are warranted, but not extra regulations.