I believe it is completely unreasonable to restrict my ability to invest in instruments that I deem appropriate for myself. Im an adult and this is the United States of America - I dont need to be coddled and protected as to what I want to invest in. Furthermore, these instruments are completely legal, the proposal is just to keep them for people who already have a lot of money, thereby widening the wealth gap because those of higher means will continue to have access.
Bad legislationcancel the effort.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Doug Oerlich Comment On Regulatory Notice 22-08
I believe it is completely unreasonable to restrict my ability to invest in instruments that I deem appropriate for myself. Im an adult and this is the United States of America - I dont need to be coddled and protected as to what I want to invest in. Furthermore, these instruments are completely legal, the proposal is just to keep them for people who already have a lot of money, thereby widening the wealth gap because those of higher means will continue to have access.
Bad legislationcancel the effort.