Donald Gladding Comment On Regulatory Notice 22-08
Donald Gladding
N/A
The proposed regulations by FINRA would be have extremally detrimental effects on liquidity of trading of Inverse and leveraged ETFs. As any investor leveraged ETF knows, these are trading instruments, and provide easy access for individuals to take advantage of Market volatility, much more so than options or futures. Inverse ETFs are very useful in hedging long equity positions, providing portfolio stability when major Wall St. firms are actively manipulating Markets. To impose ANY restrictions would place individuals at a disadvantage to Wall St and Hedge funds exaggerating Market swings.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Donald Gladding Comment On Regulatory Notice 22-08
The proposed regulations by FINRA would be have extremally detrimental effects on liquidity of trading of Inverse and leveraged ETFs. As any investor leveraged ETF knows, these are trading instruments, and provide easy access for individuals to take advantage of Market volatility, much more so than options or futures. Inverse ETFs are very useful in hedging long equity positions, providing portfolio stability when major Wall St. firms are actively manipulating Markets. To impose ANY restrictions would place individuals at a disadvantage to Wall St and Hedge funds exaggerating Market swings.