There are plenty of warnings regarding the use of leverage with stock market investing. As a manager and individual investor, the disclosure and disclaimer hoops are already plentiful. This issue is less significant than the investor confusion created by dual licensing of brokers as RIA reps and Series 7 agents. The BIC rules didn't reduce the confusion.
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Donald Creech Comment On Regulatory Notice 22-08
There are plenty of warnings regarding the use of leverage with stock market investing. As a manager and individual investor, the disclosure and disclaimer hoops are already plentiful. This issue is less significant than the investor confusion created by dual licensing of brokers as RIA reps and Series 7 agents. The BIC rules didn't reduce the confusion.